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TOPIC: Roundtable discussing issues for Microcap Stocks 10/17/2011

Roundtable discussing issues for Microcap Stocks 10/17/2011 6 years 6 months ago #1595

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The October 17, 2011 roundtable was sponsored by the SEC’s Microcap Fraud Working Group and features three panels discussing key regulatory issues, including anti-money laundering monitoring, compliance challenges, and potential changes to the microcap regulatory framework.

www.sec.gov/news/otherwebcasts/2011/micr...undtable101711.shtml
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